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UPDATED ARCHIVE 2026-11-05 · NOV 5, 7:50 AM ET

SEC REDRAWS WHO GETS TO COUNT AS 'SMALL' ON WALL STREET

SEC

SEC ISSUES EXEMPTIVE RELIEF FROM TREASURY CLEARING REQUIREMENTS FOR CERTAIN INTER-AFFILIATE AND NON-U.S. REPO TRANSACTIONS SEC
TWO ENTITIES CHARGED IN $130 MILLION FRAUD SCHEME THAT USED FALSE SEC FILINGS TO BOOST INVESTOR CONFIDENCE SEC
SEC ANNOUNCES FISCAL YEAR 2027 EXAMINATION PRIORITIES SEC

STOCKS

MACRO

SEC AND AMF ANNOUNCE SUPERVISORY MOU TO ENHANCE COOPERATION FOR INVESTMENT ADVISERS AND INVESTMENT SERVICE PROVIDERS SEC
SEC, FSA HOLD AUTUMN FINANCIAL REGULATORY DIALOGUE SEC
FEDERAL RESERVE BOARD ANNOUNCES APPROVAL OF APPLICATION BY THE BANK OF NOVA SCOTIA Federal Reserve
FEDERAL RESERVE ISSUES FOMC STATEMENT Federal Reserve
FEDERAL RESERVE BOARD ANNOUNCES TERMINATION OF ENFORCEMENT ACTIONS WITH GARDNER BANCSHARES, INC. AND SMALL BUSINESS BANK Federal Reserve
MINUTES OF THE BOARD'S DISCOUNT RATE MEETINGS ON AUGUST 17, SEPTEMBER 9, AND SEPTEMBER 16, 2026 Federal Reserve
FEDERAL RESERVE BOARD RELEASES RESULTS OF THE 2025 SURVEY OF CONSUMER FINANCES, WHICH PROVIDES THE PUBLIC AND POLICYMAKERS WITH DETAILED INSIGHTS INTO THE ECONOMIC CONDITION OF AMERICAN FAMILIES Federal Reserve
FEDERAL RESERVE BOARD ANNOUNCES ENFORCEMENT ACTION AGAINST AMERICAN EXPRESS COMPANY TO ADDRESS, AMONG OTHER THINGS, THE FIRM’S FAILURE TO SUFFICIENTLY DETECT AND REPORT CERTAIN SUSPICIOUS ACTIVITY RELATED TO MONEY LAUNDERING Federal Reserve
BANK OF ENGLAND HIKES INTEREST RATE FOR THE FIRST TIME SINCE IRAN WAR, WARNS INFLATION WILL NEAR 5% CNBC

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